Compliance and AML

Global Management Firm located in New York, NY has immediate full time opportunities for experienced Financial Services Analysts and Managers.


Responsibilities

Lend specific subject matter knowledge to the design and integration phase of each project, helping to give specificity to the appropriate architecture, data model, and system design and interfacing requirements.



Advise clients on a variety of business process services that help identify, assess, manage and measure the organization’s capabilities. Use business process, organizational and technology capabilities and knowledge across several of the following focus areas:



·        Finance Strategy (Vision, Mission, Guiding Principles)

·        Enterprise Data Management/Reference Data Management

·        Financial Accounting and Reporting Operations/Technology

·        Reinsurance Accounting and Reporting Operations/Technology

·        Budgeting, Planning and Forecasting Operations/Technology

·        Performance Management and Measurement (KPIs, business driver-based metrics)

·        General Ledger/ERP Systems Features/Functionality

·        Data Warehousing Features/Functionality

·        Statutory Reporting Systems Features/Functionality

·        Enterprise Technology Expense Reduction



Team with client technology professionals, and/or third-party strategic alliances to provide implementation of technology solutions.



Participate in engagement management, engagement execution and reporting, and client relationship building and management.



Qualifications

To qualify, candidates must have:

A Bachelor's degree in computer science, engineering, accounting, finance or a related field (MBA or MS degree preferred)
A minimum of 2-5 years of relevant experience at a financial services company or comparable experience working as an advisor to a financial services company. We will consider candidates with less years of relevant experience if they possess an advanced degree.
Demonstrated ability to manage and supervise a team of technology advisors through all phases of the technology life cycle, including requirements definition, architecture design, conversion and testing
Strong written and verbal communication, presentation, client service and technical writing skills, coupled with a strong interest in further developing and integrating operations with technology skills
Ability and comfort level researching client inquiries and emerging issues, including regulations, industry practices, and new technologies
Willingness and ability to travel approximately 50%-70%
The successful candidate should possess strong knowledge of and experience in supervising and executing all phases of the technology life cycle, based on proven project management and testing methodologies. It is essential that the successful candidate possess a deep knowledge of technical architecture design and have a good understanding of technology tools and components to reasonably argue for and against all components (middleware, database, reporting tools, etc.) in financial systems architecture.

Department Specifics:
Tech Enablement Compliance, which focuses on Anti-Money Laundering, Trade Reporting, Trade Surveillance, Risk Convergence and Records Retention/e-Messaging.

For Compliance and AML:

·        Individuals with experience in the following areas:
o        Definition of business & technical requirements
o        Design of business & technology architecture
o        Conduct system / current state assessments
o        System selection & implementation support
o        Data mapping and conversion
o        Proof of concept
o        Quality assurance & testing
o        Business & IT process reengineering
o        Root cause analysis
o        Program/Project management & implementation planning (PMO)
o        Budgeting, Planning and Forecasting Operations/Technology
o        Understanding of AML Regulations & enforcement actions
o        Understanding of Trade Reporting requirements (e.g.. NASD OATS)

·        Project experiences:
o        AML transaction monitoring system implementation
o        AML remediation and mitigation of process & controls risk
o        Current state IT assessments – continuous improvement
o        System integration
o        Process redesign
o        ERP implementation
o        Trade surveillance solutions implementation
o        Trading compliance review
o        Trading operations advancement

·        Application/Package experience:
o        Transaction Monitoring Vendor Solutions – Mantas, Actimize, SearchSpace, Aquilan, Norkom, SAS
o        KYC Vendor Solutions – Cicada, GoldTier, TurboCompliance, Syfact
o        OFAC Vendor Solutions – Metavante, Accuity
o        Trade Reporting Vendor Solutions
o        Trade Surveillance Vendor Solutions

·        Note: Individuals should have implementation or deep production support experience

Please refer to job code 08-12266 when responding to this ad.

Category:	Information Technology
	> System Analyst
Location:	New York, NY
County:	New York County
ZIP Code:	10001
Pay Rate:	Open
Job Terms:	full time
Company:	Axelon Services Corporation
Phone:	212-306-0199
Fax:	212-306-0191