GWM Internal Audit Manager - Jersey CIty

Morgan Stanley is seeking a Manager to join its Internal Audit Division.  The successful candidate will be an auditor for the Firm, to ensure that audit and regulatory requirements are being met in accordance with set standards.  This position will be located in Purchase, NY. Skills Required Manage, analyze and evaluate retail broker-dealer products and operations to achieve execution of the Audit Plan. The Manager responsibilities include the following key processes/duties: • Involvement in retail brokerage audits with experience in areas such as operations, product, investment advisory, consumer banking, and mortgage-related products including; scope determination, audit planning memos, issue development and report writing. • Prepare and execute annual and long-term risk-based audit plans to provide appropriate coverage of retail brokerage activities. • Ensure execution of the audit plan within departmental methodology, policies and standards. • Provide management with an independent and objective evaluation of the control environment and evaluate managements control consciousness. • Conduct, as appropriate, quality assurance reviews to ensure compliance with department documentation standards. • Ability to travel when required ?  Five-eight years of audit management or related retail lending and banking, credit card product, commercial lending and demand deposit account experience within the banking industry. ?  Previous audit experience with a complex or medium size bank that focused on banking and lending products as well as mortgage-related products. ?  A strong technical understanding of the regulatory environment with respect to the OTS, OCC and Federal Reserve Code. ?  Proficient understanding of the internal audit process including risk assessments, planning, scheduling, and reporting. ?  Prior experience communicating with regulators a plus ? n Experience with local, state and federal securities law a plus ?  A B.S. degree in business including Economics, Finance, Accounting, etc. [note: an M.B.A. or equivalent postgraduate degree is highly encouraged to demonstrate the candidates discipline, commitment and focus]. ?  CPA a plus

Please refer to job code 229756 when responding to this ad.

Category:	Office Employment
	> Other Office Employment
Location:	Jersey City, NJ
County:	Hudson County
ZIP Code:	07097
Pay Rate:	Open
Job Terms:	full time
Company:	Morgan Stanley
Phone:	email only please
Fax:	email only please