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  Morgan Stanley

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Regulatory Reporting Control Group - Vice President

Posted:  October 11, 2009

Experienced Vice President to manage the regional  Regulatory Reporting  Control group  in the Americas. The Regulatory Reporting Control Group is responsible for the coordination of Operations related data for use in regulatory reports and for monitoring of all Operations and other regulatory reporting. Manage a team of 3-5. Weekly and Monthly meeting facilitation with Controllers, Operations Partners and global counterparts. Frequent presentations to Senior Operations Management. Strong written and verbal presentation skills a must. Skills Required - Coordination and facilitation of the ISG operations contributions to the 15c3-1 Net Capital Calculation and FOCUS Report;  the 15c3-3 Customer Reserve  with the goal of improving production efficiency of the reports ? identifying where improvements can be made and drive charges down. - Computation of the Basel II Cash Capital Calculation  for incorporation into the overall calculation by Controllers - Monitoring and auditing of Regulatory Reports; - Maintenance of the Regulatory Report Monitor application - Facilitation  and tracking  of Regulatory Audits and Legal Queries. - Creation of training materials and knowledge management tools for regulatory topics. Strong knowledge of SEC and FRB regulations required. Skills Desired Strong analytical and problem solving skills • Effective time management • Willingness to share knowledge and work effectively across geographical and functional boundaries Advanced Balance Sheet Accounting; Intermediate Excel and Powerpoint

Please refer to job code 230023 when responding to this ad.

Category:Advertising/Marketing/Public Relations
     > Business Development
Location:Brooklyn, NY
County:Kings County
ZIP Code:11201
Pay Rate:Open
Job Terms:full time
Company:Morgan Stanley
Phone:email only please
Fax:email only please

 
 
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