Senior Audit ManagerPosted: November 5, 2009
Senior Audit Manager will provide leadership and direction in the audit examinations of the trading and risk control businesses of RBC Capital Markets, RBC Corporate Treasury and Group Risk Management; independently and objectively evaluate the effectiveness of the risk management policies, practices and processes within these businesses; improve the timely identification and management of risks throughout the business and functional units. Key Accountabilities: -Evaluate the business strategy, performance and level of experience of staff of major sales & trading businesses, including; fixed income, equities, municipal products & commodities, and structured products including rates, equities, credit derivatives and hedge funds. -Review these businesses and evaluate risks through a Continuous Auditing program. -Earn the audit customers respect for knowledge applied and professional approach. -Communicate effectively and efficiently with the audit customer through verbal communication and the issuance of timely, credible and substantive audit reports. -Evaluate the risk control procedures and processes of other Capital Markets products and businesses as appropriate and as required. -Evaluate all areas of risk to ensure they have kept pace with the latest developments in the business, are supported with appropriate technology, are well documented and fully adhered to. Job Requirements: (Knowledge/ Experience): Required: -A minimum 5 years experience of planning and directing the audits of capital markets trading businesses for a bank or broker/dealer, or for a public accounting firm -Solid practical knowledge of financial products and markets -Strong leadership, communication and interpersonal skills -Certified Public Accountant Preferred: -Certified Internal Auditor -Masters of Business Administration -CFA Charter Holder Required Skills/ Competencies/ Attributes: See Above Education: BA/BS Required Accreditation(s): Special Conditions: N/A Diversity: Diversity in the workplace, one of our shared values, lies at the heart of our rewarding, open, supportive and inclusive work environment. We respect and respond to the many competing and evolving priorities in our lives so you can focus on what you can do best ? put clients first. EOE/M/F/D/V About RBC: Interested in finding out more? Click here. Back to top Please refer to job code 274187 when responding to this ad.
| Category: | Accounting/Banking/Finance/Insurance |
| | | Location: | New York, NY | | County: | New York County | | ZIP Code: | 10001 | | Pay Rate: | Open | | Job Terms: | full time | | Company: | Royal Bank of Canada | | Phone: | email only please | | Fax: | email only please |
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